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Regulation and safety

How UK traders are protected

Eight hubs covering the rules that decide what happens to your money: FCA authorisation, FSCS compensation, negative balance protection, client money segregation, the retail leverage caps, scam checks, complaints and the Ombudsman, and the difference between retail and professional status.

These are the pages worth reading before you compare a single spread. Cost decides how much you pay to trade; regulation decides whether you get your money back when a firm fails.

Every broker listed anywhere on this site holds a live FCA authorisation that we verify against the Financial Services Register before publication and re-check on each review cycle.

On this page

What's on this page

The short version: authorisation means a firm may do the business, segregation means your cash is held apart from the firm's own money, and the FSCS covers eligible claims up to £85,000 if the firm fails. None of that protects you from a losing trade.

Each hub below explains one rule in full, including the exceptions that catch people out — offshore entities, elective professional status, and the difference between a firm failing and a market gapping.

CRWritten and maintained by Callum Reid, Senior Markets Editor·Last reviewed 26 April 2026·Fact checked against the FCA register

Why regulation is the first filter, not the last

Most people compare brokers on cost and check the regulator afterwards, if at all. That is the wrong order. The difference between a tight and a wide spread is measured in pounds a month; the difference between an authorised firm and an offshore lookalike is measured in whether your balance exists at all next year.

The practical routine takes four minutes. Find the firm on the Financial Services Register, confirm the reference number matches the entity named in the account terms, check the permissions cover holding client money, and confirm the trading name you were marketed under is listed. If any of those fail, stop.

Large groups routinely operate a UK entity alongside offshore ones. The offshore arm may offer higher leverage and a friendlier bonus, and it sits entirely outside the FSCS, the Ombudsman and the retail protections described in these hubs. Same brand, completely different consumer position.

  • Authorisation is permission to trade, not a quality rating
  • Protections follow the legal entity, not the brand or the website
  • FSCS cover is £85,000 per eligible person per authorised firm
  • Trading losses are never compensated, whatever the regulator

Risk warning

CFDs and spread bets are leveraged products and the majority of retail accounts lose money. Figures on this page are researched from firm documentation and live accounts, but pricing, funding routes and account terms change without notice. Check the broker's own terms and the Financial Services Register before you deposit, and never risk money you cannot afford to lose.